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Operational Risk Management and Compliance for Mutual ADIs

Wednesday, March 17, 2010

Wednesday, March 17, 2010

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1 Day Course Wednesday 17 March 2010

 

The “How To” for Operational Risk Management

 

This practical 1 day course provides you with the essential knowledge to be able to implement and manage the operational risk management and compliance function in your Mutual so as to improve performance, achieve best practice risk management and meet your regulatory and fiduciary responsibilities.

 

What you will get out of this course:

 

§        Understand the benefits of good practice Operational Risk Management (ORM) in your ADI

§        Understand the APRA requirements under APS 114, APS 110 and the Basel II framework

§        Apply the AS/NZS 4360 and new ISO 31000 Risk Management standards to ORM 

§        Understand how to implement a comprehensive ORM and compliance capability

§        Understand how to incorporate your ORM practices into your ICAAP requirements

§        Be able to develop ORM and compliance policies and standards

§        Understand how to carry out a Risk and Control Self Assessment

§        Learn how to set up and use Key Risk Indicators to track your current risks

§        Learn how to set up and use an incident management system

§        Be able to set up an integrated external regulatory and internal control compliance capability

§        Be able to incorporate ICAAP, BCM/DRP, regulatory compliance, AML/CTF, OH&S and fraud risk management into your overall ORM process 

§        Obtain the practical skills to make ORM work and embedded in your Mutual

§        Be able to report operational risk in a meaningful and useful way

§        Gain an understanding of the issues in selecting an ORM system solution

 

 

Click here to view full details in pdf.

David Tattam
Email: david.tattam@protecht.com
Phone: 0412 350 095
Fax: 02 9283 0430
Website: www.protecht.com.au

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2009 / 2010 

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